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JOURNAL OF SYNTHETIC CRYSTALS ›› 2023, Vol. 52 ›› Issue (6): 1016-1024.

Special Issue: 半导体薄膜与外延技术

• Optoelectronic Thin Films • Previous Articles     Next Articles

Evolution of AlN Step Bunching Morphology During High-Temperature Annealing

NIE Zikai1,2, BEN Jianwei1,2, ZHANG Entao1,2, MA Xiaobao1,2, ZHANG Shanli1,2, SHI Zhiming1,2, LYU Shunpeng1,2, JIANG Ke1,2, SUN Xiaojuan1,2, LI Dabing1,2   

  1. 1. State Key Laboratory of Luminescence and Applications, Changchun Institute of Optics, Fine Mechanics and Physics, Chinese Academy of Sciences, Changchun 130033, China;
    2. Center of Materials Science and Optoelectronics Engineering, University of Chinese Academy of Sciences, Beijing 100049, China
  • Received:2023-04-14 Online:2023-06-15 Published:2023-06-30

Abstract: In this article, an AlN epitaxial layer with a step bunching surface morphology was grown on 0.2° to 1.0° offcut angle c-plane sapphire substrates by metal organic chemical vapor deposition (MOCVD), and the evolution regularity of the surface morphology during high-temperature annealing (HTA) was systematically studied. The underlying physical mechanisms were further uncovered through first-principles calculations. It is revealed that as the annealing temperature gradually increase, thermal etching pits with hexagonal structure characteristics first appear on step edges, and then polygonal pits with regular edges formed on the step terraces. The main reason is that the energy of Al-N pairs decomposed from AlN surface at the step-bunching edges (10.72 eV) is smaller than that of Al-N pairs decomposed from the step terraces (12.12 eV), which leads to the phenomenon that the morphology of step edges will change firstly during HTA. In addition, because the width of the step becomes narrower with the increase of the miscut angle, the pits of the step terraces tend to merge with the pits of the step edges during the expansion process to form a V-shaped edge, resulting in step terraces with large miscut angle hardly appearing pits. This study clarifies the evolution mechanism of step-bunching morphology of AlN grown on sapphire substrates with various offcut angles during high-temperature annealing, and provides theoretical support for the preparation of high-quality AlN templates. This template can be used for AlGaN in-plane composition modulation to obtain high-efficiency deep-ultraviolet light-emitting diodes (DUV-LEDs).

Key words: AlN, surface morphology, high-temperature anneal, step bunching, miscut substrate, thermal etch

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